Internal Auditor

About CTBC Bank

Established in 1966, CTBC Bank has been building customers’ wealth and Taiwan’s economy for over half a century now. In that time, it has grown into an international force offering a comprehensive suite of financial services. As of the end of 2024, the Bank’s consolidated assets totaled NT$6\.47 trillion, the most among all privately owned banks in Taiwan. It is also the best-performing bank in other indicators, such as profits, tier 1 capital, and client base. In addition, CTBC Bank has the most extensive international presence of any Taiwanese bank, with 219 overseas outlets across 14 countries and regions. With a subsidiary, The Tokyo Star Bank, purchased in Japan and CTBC Bank subsidiaries established in the U.S., Canada, the Philippines, and Indonesia, the Bank has laid a strong foundation for regional business, providing international enterprises with comprehensive transnational financial services. Visit our website at https://www.ctbcbank.com/twrbo/en_tw/index_en.html

JOB OPPORTUNITY:

INDUSTRY: Commercial Banking

POSITION: Internal Auditor

LOCATION: Manhattan, NY

JOB RESPONSIBILITIES:

Perform Internal Audit (IA) and Coordinate with other Departments, and Assist Head of IA

• Prepare monthly IA activities report and updates to Global Audit Division, Head Office
• Report to Global Audit Division in relation to on-site and off-site review/examination requested by regulatory authorities and external auditors
• Ensure the audit assignments are completed according to the annual audit plan
• Keep close communication and cooperation with other departments

Provide Ongoing Maintenance and Assessment of Internal Control, Risk Management, and Governance Process

• Provide timely update to Head of Audit on risk and control issues in the Branch once being made aware.
• Ensure that audit mandate, procedure and sound audit practice standards are compiled at all times.
• Validate for closure the implementation of recommendations issued.
• Assist in conducting audit risk assessments and periodic reporting to management and/or Head Office.
• Support to deliver the annual audit plan and any ad-hoc requests from management, regulators and Head Office.
• Assist Head of Audit in management reporting.
• Perform special assignments, investigations and projects as requested by Senior Management of the Branch or Global Audit Division.

Provide Consulting Services to Branch Management on the Assessment or Development of Internal Controls, and Maintain Effective and Professional Communication with External Parties

• Work effectively with stakeholders in the provision of advisory services on risk and control issues.
• Act as a liaison party between Branch, Head Office Global Audit Division and external auditors in relation to inspection/audit matters and maintain effective and professional communication at all times.

Apply Due Care and Skills in Reasonably Prudent Way

• Understand changes in laws and regulations pertaining to the business of the Branch
• Conduct tasks assigned utilizing strong written and verbal skills
• Ability to multi task and problem solve as well as conduct tasks with a high level of accuracy and attention to detail
• Plan audit engagements, identify inherent risks and control objectives and execute audit fieldwork
• Dimension issues identified according to severity and participate in audit closing meetings and audit report drafting
• Be flexible and adaptable with strong time management skills, able to manage changes depending on priorities / willingness to accommodate domestic and overseas visitors etc
• Be confident, able to initiative with exceptional interpersonal skills.
• Prepare internal and external corporate documents for team members and industry partners/regulators.
• Uphold a strict level of confidentiality

REQUIREMENTS:

• Related Bachelor’s degree required. Master's degree preferred.
• 5\+ years experiences in auditing firm with FSO experience or banking operation/credit
• Proficiency in data analytics using Excel, such as pivotal table
• CPA, Certified Internal Auditor (CIA), CAMS preferred